Brand Bitesize: Client Assets and Client Money
To help you prepare for your CII R01 exam, this Brand Bitesize video explains the rules surrounding client assets and client money.
This video is correct as at 14 May 2024.
Client Assets and Client Money
There are FCA rules that apply to firms which hold client assets and client money, in order to keep them safe. Client assets must be kept separate from firm assets to ensure they are not ‘dipped into’, accidentally or otherwise. In this video, we talk briefly about the regulation that applies, and the monthly RegData return called CMAR. If you’re studying towards your CII R01 exam, this might be helpful revision for you.
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Check out this short, informative video - it's Brand Bitesize, and this one's all about 'Client Assets and Client Money' – useful for #CII R01 exam revision. Share on X
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If you’re studying for your CII R01 exam and aiming for a comfortable pass, you need to get all the practice you can. Grab our free taster to try out one of Brand Financial Training’s resources for yourself. Click the link to download the R01 mock exam taster now!
