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Regulation

  • Hot Topic – New Regulations for UCIS – CII R02 and AF4 exams

    Posted by on July 3, 2013

    http://www.brandft.co.uk/ The FCA defines a UCIS as a collective investment scheme which is not authorised by them because it...

    Brand Financial Training
  • Financial qualifications are just a mess for consumers

    Posted by on June 12, 2012

    Consumer protection through effective regulation is rightly the mantra of financial services – but does the consumer really understand...

    Brand Financial Training
  • FAQ – Pre-RDR trail commission

    Posted by on March 6, 2012

    The FSA has finally published guidance on how commission will be paid to financial advisers post retail distribution review...

    Brand Financial Training
  • Financial Services Reform Mapped out with New Bill

    Posted by on June 20, 2011

    The government has published a new financial services regulation roadmap laying out how consumer protection will be bolstered with...

    Brand Financial Training
  • Financial Services Firms Get Tough Compliance Warning

    Posted by on May 24, 2011

    A new tougher era of compliance lies ahead for banks and financial services firms as regulators sharpen their claws...

    Brand Financial Training