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  • Hot Topic – New Regulations for UCIS – CII R02 and AF4 exams

    Posted by on July 3, 2013 The FCA defines a UCIS as a collective investment scheme which is not authorised by them because it...

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  • Financial qualifications are just a mess for consumers

    Posted by on June 12, 2012

    Consumer protection through effective regulation is rightly the mantra of financial services – but does the consumer really understand...

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  • FAQ – Pre-RDR trail commission

    Posted by on March 6, 2012

    The FSA has finally published guidance on how commission will be paid to financial advisers post retail distribution review...

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  • Financial Services Reform Mapped out with New Bill

    Posted by on June 20, 2011

    The government has published a new financial services regulation roadmap laying out how consumer protection will be bolstered with...

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  • Financial Services Firms Get Tough Compliance Warning

    Posted by on May 24, 2011

    A new tougher era of compliance lies ahead for banks and financial services firms as regulators sharpen their claws...

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