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Brand Financial Training > CII J12 Securities Advice and Dealing

CII J12 Exam: Securities Advice and Dealing

The CII’s J12 exam forms a part of the Diploma in Financial Planning as well as the Certificate in Securities Advice and Dealing. It is a 2-hour multiple choice question paper consisting of 75 questions (60 standard format multiple choice questions, and 3 case studies with 5 standard format multiple choice questions in each), with a nominal pass mark of 65%.

The exam syllabus includes the features and risks of securities; the structure and features of the securities market; understanding clearing, settlement and custody principles; issues relevant to investment advice.

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J12 Study Kit
CII J12 study kit learning resources
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You require both resources and wish to save money. Make use of our J12 study kit, reducing the cost of your CII exam study with an automatic discount of 10%.

J12 PDF Mock Exam Papers
CII J12 PDF download mock exam papers questions and answers
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You want essential J12 mock exam questions practice but you like to print out and sit mock papers with pen and paper. You will receive 3 full sets of 75 questions and answers, including 3 case studies, in PDF format for you to print yourself, plus cross-references to the CII J12 study text.


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J12 PDF Calculation Workbook
CII J12 PDF download calculation workbook formula formulae
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You need help with the calculations aspect of your CII J12 exam. This J12 calculation workbook helps you decipher and extract the necessary information from a calculation question and provides calculation questions with full step-by-step answers, detailed explanations, and cross-references to the CII J12 study text.


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  • I was told about Brand Financial Training by a colleague at work and thought it sounded too good to be true but gave it a go anyway and I'm so glad that I did! The website is really helpful to find out more information about different qualifications, pass rates and discovered that by taking one extra exam it would give me a certificate in mortgage advice which is vital for my current role. The service from Brand has been top quality from start to finish and both their products and service are second to none.
    Nathan FarrellNathan FarrellTeam Manager, London & Country, Bath
  • “After a long lay off due to illness I decided to complete my Diploma. Brand Financial Training supported my studies. Their study material is excellent, so easy to read and presented in a logical format. The analysis for R06 was received promptly along with study tips and was invaluable. Test papers for R01 again were just the job. I really appreciated the personal attention received from Catriona, with suggestions for a variety of learning resources. All reasonably priced. Many thanks. I will be doing Level 6 with Brand Financial Training.”
    Philip DoddPhilip DoddChester
  • "I've used your resources for 3 exams so far and have always passed first time.  I find these questions help to highlight those areas in which I am weak and which may need further study.  I also find that questions in the exam are phrased in a way that I would not normally use, and that reading mock questions helps me to be aware of and alert to these.  Your mock papers were invaluable in helping me to prepare for my exams."
    John BisattJohn BisattAdviser, Palmer Lane, Cardiff
  • “The hard work needed to get through exams is paying off. Many more advisers have been inspired to learn and work hard. My old boss told me once – we don’t sell widgets – we sell knowledge, trust and confidence. Knowledge is a key component - the trust equation is a whole different subject, but many more advisers have been on a learning journey that is sure to continue - and the stats prove it. Well done to everyone at Brand for supporting them on that journey."
    John ReynoldsJohn ReynoldsExpert Pensions, Edinburgh
  • "I have just passed my exam first time, once again, relying mainly on your study notes. The calculation workbook was very useful, helping me to understand and work through the calculations, as were the mock exams giving me practice for the exam itself. Thank you!"
    Paul JacksonPaul JacksonPartner, Professional Practice Services, Worcestershire
  • "I have always used Brand Financial Training for the papers and practice for the exams, and I would also say that probably due to Brand Financial I have passed every exam first time and also managed to achieve the Fellowship in good time (about 30 months from starting the diploma to finishing).  I have recommended you to all who wish to sit the exams in the future."
    Brian HemmingsBrian HemmingsChartered Financial Planner, GMB Portfolio Services Ltd, Edinburgh

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