CII Certificate in Investment Operations
What is the purpose of this Certificate?
The CII Certificate in Investment Operations is a RQF level 3 introductory qualification. The Certificate meets the FCA requirements for operational staff who oversee investment functions. It is also useful for staff who wish to develop their understanding of legislation and regulation, the process of investment planning, investment product types and individual savings accounts.
After completing this certificate, you can then continue to study for the CII Certificate in Regulated Financial Services Operations.
What do I need to do to achieve this Certificate?
Two units are required to achieve the CII Certificate in Investment :
CII Certificate in Investment Operations
| Criteria | Details |
|---|---|
| Available units: | R01 Financial services, regulation and ethics, or CF1 UK financial services, regulation and ethics plus FA5 Individual savings account administration |
| Credits required for qualification: | 25 |
| Level: | 3 |
CF1 UK financial services, regulation and ethics
| Criteria | Details |
|---|---|
| Credits | 15 - Certificate |
| Exam Format | Online, 2 hours |
| Number of Questions | 100 multiple choice questions (MCQs) |
| Nominal Pass Mark | 70% |
| 2023 Pass Rate | 58.3% |
