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CF1 : UK financial services, regulation and ethics

The CII’s CF1 exam lays the foundation for many of the Certificate qualifications. It is a 2-hour multiple choice question paper consisting of 100 questions, with a nominal pass mark of 70%.

The exam syllabus covers the purpose and structure of the UK financial services industry, the different asset classes and product types, the advice giving process and areas covered, various rules and legislation governing the UK financial services industry and the regulator’s powers and responsibilities.

Our learning resources

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Mock Exam Papers

3 full sets of 100 questions and answers including cross references to the relevant CII study text.  All questions and answers are written by Brand Financial Training and kept up-to-date to reflect changes to the exam syllabus and tax year.

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Calculation Workbook

Focussing on the calculations within the exam syllabus, the calculation workbook provides calculation questions with full step-by-step answers, detailed explanations and cross-references to the relevant CII study text.

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Study Notes

Consider our study notes your condensed and more focussed take on the CII’s exam syllabus and learning outcomes. They put the exam syllabus into a sensible order and come with self-test questions.

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E-Learning (from R01)

Our modular e-learning package from R01 is relevant for your CF1 studies. It provides you with 24/7 online access for 6 months (extended from 3 months due to coronavirus exam postponement) to videos, a workbook including handouts and self-test questions for each module, and PDFs of the slides used in the videos.

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    Andrew WattsAndrew WattsManaging Director, South West Financial Planning Ltd, Barnstaple
  • "I have always used Brand Financial Training for the papers and practice for the exams, and I would also say that probably due to Brand Financial I have passed every exam first time and also managed to achieve the Fellowship in good time (about 30 months from starting the diploma to finishing).  I have recommended you to all who wish to sit the exams in the future."
    Brian HemmingsBrian HemmingsChartered Financial Planner, GMB Portfolio Services Ltd, Edinburgh
  • "I'm now Chartered... I have sat six exams in a year - all supported by Brand and passed them all. Thank you!"
    Scott MiddletonScott MiddletonJ M Taylor, Aberdeen
  • "Brand Financial Training's great material was easy to use and really helped me get through some areas to get the Diploma. I'll use them next time for future exams."
    Giovanni ManigliaGiovanni ManigliaWealth Management Adviser, Lloyds TSB, Bristol
  • I was told about Brand Financial Training by a colleague at work and thought it sounded too good to be true but gave it a go anyway and I'm so glad that I did! The website is really helpful to find out more information about different qualifications, pass rates and discovered that by taking one extra exam it would give me a certificate in mortgage advice which is vital for my current role. The service from Brand has been top quality from start to finish and both their products and service are second to none.
    Nathan FarrellNathan FarrellTeam Manager, London & Country, Bath
  • "I was having a particular problem with one of the R0 exams needed for my Level 4 Qualification. Having failed the exam a few times and tried one or two learning sources without success I tried the Webinars offered by Brand Financial Training. They were focused and relevant and after also downloading a number of exam papers I passed at the next attempt with far more confidence! I will continue to use the learning resources and would recommend them without hesitation."
    Thornton HolmesThornton HolmesDirector, Orchid Financial Services Ltd, Peterborough