CII CF1 Exam: UK Financial Services, Regulation and Ethics
The CII’s CF1 exam lays the foundation for many of the Certificate qualifications. It is a 2-hour multiple choice question paper consisting of 100 questions, with a nominal pass mark of 70%.
The exam syllabus covers the purpose and structure of the UK financial services industry; the different asset classes and product types; the advice-giving process and areas covered; ethics; regulatory processes; various rules and legislation governing the UK financial services industry; regulator’s powers and responsibilities; and impact on individuals and firms of these regulators’ powers.
Our learning resources
This is for you if …
You want essential CF1 mock exam questions practice in an online setting. Drawing from our question bank, our CF1 E-Mocks allow you to log on and take short quizzes of 10, 30, or 100 questions, or practise with a fully timed mock exam, all with a detailed explanation of the correct answers and cross-references to the CII CF1 study text.
This is for you if …
You want essential CF1 mock exam questions practice but you like to print out and sit mock papers with pen and paper. You will receive 3 full sets of 100 questions and answers in PDF format for you to print yourself, plus cross-references to the CII CF1 study text. Note: these questions are included in our CF1 Online E-Mocks
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John BisattAdviser, Palmer Lane, Cardiff - “The hard work needed to get through exams is paying off. Many more advisers have been inspired to learn and work hard. My old boss told me once – we don’t sell widgets – we sell knowledge, trust and confidence. Knowledge is a key component - the trust equation is a whole different subject, but many more advisers have been on a learning journey that is sure to continue - and the stats prove it. Well done to everyone at Brand for supporting them on that journey."John ReynoldsExpert Pensions, Edinburgh
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- “After a long lay off due to illness I decided to complete my Diploma. Brand Financial Training supported my studies. Their study material is excellent, so easy to read and presented in a logical format. The analysis for R06 was received promptly along with study tips and was invaluable. Test papers for R01 again were just the job. I really appreciated the personal attention received from Catriona, with suggestions for a variety of learning resources. All reasonably priced. Many thanks. I will be doing Level 6 with Brand Financial Training.”Philip DoddChester
- "Brand Financial Training's great material was easy to use and really helped me get through some areas to get the Diploma. I'll use them next time for future exams."Giovanni ManigliaWealth Management Adviser, Lloyds TSB, Bristol
John Bisatt
Leanne Tracey
