CII Certificate in Securities Advice and Dealing
What is the purpose of this Certificate?
The Certificate in Securities Advice and Dealing is a RQF level 4 qualification. The Certificate meets the FCA’s requirement for those who wish to advise on securities and/or deal in securities. It is also for those working in a supporting role who wish to develop their knowledge of the financial services market, personal taxation and investments and security products to an advanced level.
If you are a PFS member you can use the designation CertPFS (Securities) after achieving this qualification.
What do I need to do to achieve this Certificate?
To pass the CII Certificate in Securities Advice and Dealing you must pass four units. These are:
CII Certificate in Securities Advice and Dealing
| Criteria | Details |
|---|---|
| Available units: | R01 Financial services, regulation and ethics R02 Investment principles and risk R03 Personal taxation J12 Securities Advice and Dealing |
| Credits required for qualification: | 70 |
| Level: | 4 |
