CII Certificate in Securities Advice and Dealing
What is the purpose of this Certificate?
This level 4 qualification has been developed for those wanting to advise on securities and/or deal on securities. It is also a useful qualification for those working in a supporting role.
If you are a PFS member you can use the designation CertPFS (Securities) after achieving this qualification.
What do I need to do to achieve this Certificate?
To pass the CII Certificate in Securities Advice and Dealing you must pass four units. These are:
CII Certificate in Securities Advice and Dealing
Criteria | Details |
---|---|
Available units: | R01 Financial services, regulation and ethics R02 Investment principles and risk R03 Personal taxation J12 Securities Advice and Dealing |
Credits required for qualification: | 70 |
Level: | 4 |