This level 4 qualification has been developed for those wanting to advise on securities and/or deal on securities. It is also a useful qualification for those working in a supporting role.
If you are a PFS member you can use the designation CertPFS (Securities) after achieving this qualification.
To pass the CII Certificate in Securities Advice and Dealing you must pass four units. These are:
Not sure when you will be sitting your CII financial services exam?
The CII examine tax year 19/20 until 31 August 2020. They examine tax year 20/21 from 1 September. Purchasers of most of our 19/20 resources will be able to request the updated 20/21 versions (examinable from 1 September) free of charge. We will email you about this late August. Note this excludes our R03 study text and our R01/R02/AF4/CF1 e-learning videos which have a standard 6 month subscription.
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