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R01 : Financial services, regulation & ethics

Mock Exam Questions

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  • Free R01 taster mock paper
  • 3 full sets of 100 questions and answers to purchase
  • Detailed explanation of the correct answers
  • All answers include cross references to the relevant CII study text
  • All questions and answers kept up-to-date to reflect changes to the exam syllabus and tax year
  • Written for essential exam practice, but are not duplicates of the CII’s mock papers
  • Download them instantly in PDF format and print as required
  • 30-day money-back guarantee

Set of 20 Questions for FREE!

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3 Full Sets of 100 Questions, Answers and Explanations

Product-Mock-Exam-Questions-BinderThis image is for illustration purposes only. Resources are PDF downloads.

How do I order?

  1. Simply click on the ‘Add To Cart’ button relating to the set or sets that you wish to purchase and proceed through the order process.
  2. You will receive the download link on our web page after you have completed your order, and you will also receive an email with the link.

Valid for examinations from 1 September 2019 to 31 August 2020

Set 1
£12
----
(Inc VAT)
100 Questions
Detailed Answers
PDF Download
Add To Cart
Set 2
£12
----
(Inc VAT)
100 Questions
Detailed Answers
PDF Download
Add To Cart
Set 3
£12
----
(Inc VAT)
100 Questions
Detailed Answers
PDF Download
Add To Cart
Sets 1, 2 & 3
£32.40
10% OFF
Regular Price £36 (Inc VAT)
300 Questions
Detailed Answers
PDF Download
Add To Cart

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Note: When purchasing as part of a study kit, your login to the E-Learning videos will take up to 2 working days to be activated. You will receive an email with your username and password when your login is active. All other resources are accessible immediately after ordering.

Images are for illustration purposes only.

Valid for examinations from 1 September 2019 to 31 August 2020

  • "The R01 videos, study notes, workbook and practice papers were so helpful and made revision a lot more approachable. It really helped me to pass when I failed before! I look forward to using your other materials for the other exams!"
    SarahSarahDC Pensions Associate Consultant, London
  • "I passed my exams 1st time after buying the 3 mock exam packs. They are very relevant and gave me that extra confidence in taking the exam. Thank you Brand 🙂 The service is excellent as well I might add."
    Lianne JacksonLianne JacksonInvestment Sales Adviser, Chelmsford
  • I would highly recommend the material from Brand Financial Training for anyone sitting exams with the CII and working towards Chartered status . The material helped me pass J10 and AF4 first time with very little time to study. Excellent value for money! Thank you Brand Financial Training
    Sian ThomasSian ThomasFinancial Adviser, Hargreaves Lansdown Advisory Services, Bristol
  • "I regularly recommend the purchase of your study support materials to staff, as I receive many favourable comments regarding them being very helpful and realistic to aid exam study."
    Lee ArmstrongLee ArmstrongTraining & Compliance Manager, Gibbs Denley Financial Services Ltd, Cambridge
  • I was having a difficult time with R03 - narrowly missed the pass mark. I’d ordered the CII mock tests and learning materials but something wasn’t clicking. So I ordered your mock exams and could see the difference in the way the questions were written, and I felt like I had genuinely got a tool that would help me get those extra marks. Anyway, I passed and I am delighted with the impact your study material has had. I’ll be using you for R04, R05 and beyond.
    Paul HudsonPaul HudsonBranch Manager, Bolton
  • From completing my R01 exam in January 2018 to getting my result for my R06 exam in May 2019, Brand Financial Training have helped me work my way through Diploma in Regulated Financial Planning. I have found their Mock Exams and Calculation Workbooks particularly helpful and their R06 Case Study review was critical to me passing my R06 exam. I have recommended Brand Financial Training to my colleagues and wouldn’t hesitate to recommend them to my peers also.
    Matthew BiggsMatthew BiggsTrainee Independent Financial Planner, Liberty Partnership Ltd, Peterborough

How will these help me to pass?

Passing R01 isn’t only about having the necessary knowledge and understanding, it’s about being able to apply that knowledge in an exam setting exactly as needed and in a timely manner.
It is essential that you practise multiple exam papers to ensure that you know exactly how to apply your knowledge. Too many people fail due to a lack of exam practice, even if their knowledge is good.

Our mock exam question papers ensure you get the practice you need, as well as give you a detailed explanation of the correct answers, to enable you to achieve exam success. Couple them with other resources in our study kits and you’ll be well prepared for your exam.