CII R01 Exam: Financial Services, Regulation & Ethics
The CII’s R01 exam focuses on financial services; its regulation and ethics. It forms a part of the Diploma in Regulated Financial Planning.
The exam syllabus covers the financial services industry in the UK, how the retail customer is served, the framework, powers and responsibilities of the FSA, legal concepts and the FSA’s Code of Ethics.
Our learning resources
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Mock Exam Papers
3 full sets of 100 questions and answers including cross references to the relevant CII study text. All questions and answers are written by Brand Financial Training and kept up-to-date to reflect changes to the exam syllabus and tax year.
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Study Notes
Consider our study notes your condensed and more focussed take on the CII’s exam syllabus and learning outcomes. They put the exam syllabus into a sensible order, eliminate any ‘padding’ and come with self-test questions.
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E-Learning
Covering the R01 learning outcomes, our modular e-learning package provides you with 24/7 online access for 3 months to videos, a workbook including handouts and self-test questions for each module, and PDFs of the slides used in the videos.
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MP3 Audio Masterclasses
Learn by listening with our MP3 masterclasses. They allow you to absorb and understand the material in digestible chunks. You can listen at home, in the car, at the gym or wherever you may be.
Buy Now- "Brand Financial Training's great material was easy to use and really helped me get through some areas to get the Diploma. I'll use them next time for future exams."
Giovanni ManigliaWealth Management Adviser, Lloyds TSB, Bristol - “The hard work needed to get through exams is paying off. Many more advisers have been inspired to learn and work hard. My old boss told me once – we don’t sell widgets – we sell knowledge, trust and confidence. Knowledge is a key component - the trust equation is a whole different subject, but many more advisers have been on a learning journey that is sure to continue - and the stats prove it. Well done to everyone at Brand for supporting them on that journey."John ReynoldsExpert Pensions, Edinburgh
- "At the age of 20 I became the youngest person to hold the CII Diploma. I achieved this through hard work and the use of resources including those provided by Brand Financial Training; in particular the mock exams, study notes and the extremely helpful Calculation Workbooks. I'm now moving forward with the Advanced Diploma and continue to use Brand Financial Training's resources to aid my progression to Chartered Status. I certainly recommend them."
Josh ButtenMDG MK, Milton Keynes - "I have just passed my exam first time, once again, relying mainly on your study notes. The calculation workbook was very useful, helping me to understand and work through the calculations, as were the mock exams giving me practice for the exam itself. Thank you!"Paul JacksonPartner, Professional Practice Services, Worcestershire
- "I'm now Chartered... I have sat six exams in a year - all supported by Brand and passed them all. Thank you!"Scott MiddletonJ M Taylor, Aberdeen
- "I've used your resources for 3 exams so far and have always passed first time. I find these questions help to highlight those areas in which I am weak and which may need further study. I also find that questions in the exam are phrased in a way that I would not normally use, and that reading mock questions helps me to be aware of and alert to these. Your mock papers were invaluable in helping me to prepare for my exams."John BisattAdviser, Palmer Lane, Cardiff