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Brand Financial Training > CII R01 Financial Services, Regulation and Ethics

CII R01 Exam: Financial Services, Regulation & Ethics

The CII’s R01 is one of the core units of the Diploma in Regulated Financial Planning. It is a 2-hour multiple-choice exam with 100 questions and has a nominal pass mark of 65%.

The exam syllabus covers the UK financial services industry and how it serves retail customers; the ‘regulatory’ framework and its application in dealing with the consumer, adviser skills and responsibilities; Code of Ethics; legal concepts relevant to financial advice.

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R01 Study Kit
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You require two of our popular resources and wish to save money. Make use of our R01 study kit, reducing the cost of your CII exam study with an automatic discount of 10%.

R01 Online E-Mocks
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You want essential R01 mock exam questions practice in an online setting. Drawing from our question bank, our R01 E-Mocks allow you to log on and take short quizzes of 10, 30, or 100 questions, or practise with a fully timed mock exam, all with a detailed explanation of the correct answers and cross-references to the CII R01 study text.


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R01 PDF Mock Exam Papers
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You want essential R01 mock exam questions practice but you like to print out and sit mock papers with pen and paper. You will receive 3 full sets of 100 questions and answers in PDF format for you to print yourself, plus detailed explanation of the correct answers and cross-references to the CII R01 study text. Note: these questions are included in our R01 Online E-Mocks


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R01 PDF Revision Notes
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You are further along with your CII R01 exam studies and are now ready to focus on a streamlined version of the R01 exam content combined with self-test questions, to meet the requirements of the CII R01 learning outcomes and exam syllabus.


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Looking for some general advice on how to pass your CII R01 exam? Download our R01 How to Pass Guide in PDF format.

  • "Brand Financial Training's great material was easy to use and really helped me get through some areas to get the Diploma. I'll use them next time for future exams."
    Giovanni ManigliaGiovanni ManigliaWealth Management Adviser, Lloyds TSB, Bristol
  • "At the age of 20 I became the youngest person to hold the CII Diploma. I achieved this through hard work and the use of resources including those provided by Brand Financial Training; in particular the mock exams, study notes and the extremely helpful Calculation Workbooks. I'm now moving forward with the Advanced Diploma and continue to use Brand Financial Training's resources to aid my progression to Chartered Status. I certainly recommend them."
    Josh ButtenJosh ButtenMDG MK, Milton Keynes
  • I was told about Brand Financial Training by a colleague at work and thought it sounded too good to be true but gave it a go anyway and I'm so glad that I did! The website is really helpful to find out more information about different qualifications, pass rates and discovered that by taking one extra exam it would give me a certificate in mortgage advice which is vital for my current role. The service from Brand has been top quality from start to finish and both their products and service are second to none.
    Nathan FarrellNathan FarrellTeam Manager, London & Country, Bath
  • "I have used Brand Financial Training for many of my CF & R0 exams. Each module has done exactly what it days on the tin, and it helps you pass your exams. The material is very detailed, but not to the point it's overwhelming. It complements the CII coursework, but gives you a detailed understanding of the topics and puts your theory into practice. I have a 100% success rate so far, and I wouldn't hesitate to recommend the service to any of my colleagues or friends."
    Leanne TraceyLeanne TraceySenior Customer Consultant, Standard Life Direct
  • "I have just passed my exam first time, once again, relying mainly on your study notes. The calculation workbook was very useful, helping me to understand and work through the calculations, as were the mock exams giving me practice for the exam itself. Thank you!"
    Paul JacksonPaul JacksonPartner, Professional Practice Services, Worcestershire
  • "I have always used Brand Financial Training for the papers and practice for the exams, and I would also say that probably due to Brand Financial I have passed every exam first time and also managed to achieve the Fellowship in good time (about 30 months from starting the diploma to finishing).  I have recommended you to all who wish to sit the exams in the future."
    Brian HemmingsBrian HemmingsChartered Financial Planner, GMB Portfolio Services Ltd, Edinburgh

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