CII R01 Exam: Financial Services, Regulation & Ethics
The CII’s R01 exam focuses on financial services; its regulation and ethics. It forms a part of the Diploma in Regulated Financial Planning. It is a 2-hour multiple-choice exam with 100 questions, and has a nominal pass mark of 65%.
The exam syllabus covers the UK financial services industry; retail customers; the ‘regulatory’ framework; powers, responsibilities end Code of Ethics of the regulator; legal concepts.
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