CII R01 Exam: Financial Services, Regulation & Ethics
The CII’s R01 is one of the core units of the Diploma in Regulated Financial Planning. It is a 2-hour multiple-choice exam with 100 questions and has a nominal pass mark of 65%.
The exam syllabus covers the UK financial services industry and how it serves retail customers; the ‘regulatory’ framework and its application in dealing with the consumer, adviser skills and responsibilities; Code of Ethics; legal concepts relevant to financial advice.
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Receive a PDF download link to our FREE R01 How to Pass Guide via email when you make a purchase or request a free taster. It’s our gift to you!
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You require two of our popular resources and wish to save money. Make use of our R01 study kit, reducing the cost of your CII exam study with an automatic discount of 10%.
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You want essential R01 mock exam questions practice in an online setting. Drawing from our question bank, our R01 E-Mocks allow you to log on and take short quizzes of 10, 30, or 100 questions, or practise with a fully timed mock exam, all with a detailed explanation of the correct answers and cross-references to the CII R01 study text.
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You want essential R01 mock exam questions practice but you like to print out and sit mock papers with pen and paper. You will receive 3 full sets of 100 questions and answers in PDF format for you to print yourself, plus detailed explanation of the correct answers and cross-references to the CII R01 study text. Note: these questions are included in our R01 Online E-Mocks
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You are further along with your CII R01 exam studies and are now ready to focus on a streamlined version of the R01 exam content combined with self-test questions, to meet the requirements of the CII R01 learning outcomes and exam syllabus.
Looking for some general advice on how to pass your CII R01 exam? Download our R01 How to Pass Guide in PDF format.
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Giovanni Maniglia
Josh Butten
Leanne Tracey
