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CII Certificate in Regulated Financial Services Operations

What is the purpose of this Certificate?

The Certificate in Regulated Financial Services Operations is aimed at those working in both operational and technical support roles, offering product-specific learning.

If you are a CII member you can use the designation Cert CII (FS).

What do I need to do to achieve this Certificate?

To achieve the CII Certificate in Regulated Financial Services Operations you need to pass:

CII Certificate in Regulated Financial Services Operations

CriteriaDetails
Available units:CF1 UK financial services, regulation and ethics
R01 Financial services, regulation and ethics
FA1 Life office administration
FA2 Pensions administration
FA4 Collective investment scheme administration
FA5 Individual savings account administration
FA6 Investment client servicing
Credits required for qualification:35
Level:3

CF1 UK financial services, regulation and ethics

CriteriaDetails
Credits15 - Certificate
Exam FormatOnline, 2 hours
Number of Questions100 multiple choice questions (MCQs)
Nominal pass mark70%
2016 Pass rate58.27%

R01 Financial services, regulation and ethics

CriteriaDetails
Credits20 - Diploma
Exam FormatOnline, 2 hours
Number of Questions100 multiple choice questions (MCQs)
Nominal pass mark65%
2016 Pass rate57.01%

FA1 Life office administration

CriteriaDetails
Credits10 - Certificate
Exam FormatOnline, 1 hour
Number of Questions50 multiple choice questions (MCQs)
Nominal pass mark70%
2016 Pass rate69.79%

FA2 Pensions administration

CriteriaDetails
Credits10 - Certificate
Exam FormatOnline, 1 hour
Number of Questions50 multiple choice questions (MCQs)
Nominal pass mark70%
2016 Pass rate55.02%

FA4 Collective investment scheme administration

CriteriaDetails
Credits10 - Certificate
Exam FormatOnline, 1 hour
Number of Questions50 multiple choice questions (MCQs)
Nominal pass mark70%
2016 Pass rate70.00%

FA5 Individual savings account administration

CriteriaDetails
Credits10 - Certificate
Exam FormatOnline, 1 hour
Number of Questions50 multiple choice questions (MCQs)
Nominal pass mark70%
2016 Pass rate72.13%

FA6 Investment client servicing

CriteriaDetails
Credits10 - Certificate
Exam FormatOnline, 1 hour
Number of Questions50 multiple choice questions (MCQs)
Nominal pass mark70%
2016 Pass rate67.61%