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CII Certificate in Regulated Financial Services Operations

What is the purpose of this Certificate?

The level 3 Certificate in Regulated Financial Services Operations is aimed at those working in both operational and technical support roles, offering product-specific learning.

Those already holding the Award in Financial Administration or Certificate in Investment Operations will require just one further unit to complete this qualification.

If you are a CII member, you can use the designation Cert CII (FS).

What do I need to do to achieve this Certificate?

To achieve the CII Certificate in Regulated Financial Services Operations you need to pass:

CII Certificate in Regulated Financial Services Operations

CriteriaDetails
Available units:CF1 UK financial services, regulation and ethics
R01 Financial services, regulation and ethics
FA1 Life office administration
FA2 Pensions administration
FA5 Individual savings account administration
Credits required for qualification:35
Level:3

CF1 UK financial services, regulation and ethics

CriteriaDetails
Credits15 - Certificate
Exam FormatOnline, 2 hours
Number of Questions100 multiple choice questions (MCQs)
Nominal Pass Mark70%
Current Pass Rate60%

R01 Financial services, regulation and ethics

CriteriaDetails
Credits20 - Diploma
Exam FormatOnline, 2 hours
Number of Questions100 multiple choice questions (MCQs)
Nominal Pass Mark65%
Current Pass Rate64%

FA1 Life office administration

CriteriaDetails
Credits10 - Certificate
Exam FormatOnline, 1 hour
Number of Questions50 multiple choice questions (MCQs)
Nominal Pass Mark70%
Current Pass Rate67%

FA2 Pensions administration

CriteriaDetails
Credits10 - Certificate
Exam FormatOnline, 1 hour
Number of Questions50 multiple choice questions (MCQs)
Nominal Pass Mark70%
Current Pass Rate55%

FA5 Individual savings account administration

CriteriaDetails
Credits10 - Certificate
Exam FormatOnline, 1 hour
Number of Questions50 multiple choice questions (MCQs)
Nominal Pass Mark70%
Current Pass Rate84%