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R01 : Financial services, regulation & ethics

Mock Exam Questions

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  • Free R01 taster mock paper
  • 3 full sets of 100 questions and answers to purchase
  • Detailed explanation of the correct answers
  • All answers include cross references to the relevant CII study text
  • All questions and answers kept up-to-date to reflect changes to the exam syllabus and tax year
  • Written for essential exam practice, but are not duplicates of the CII’s mock papers
  • Download them instantly in PDF format and print as required
  • 30-day money-back guarantee

Set of 20 Questions for FREE!

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3 Full Sets of 100 Questions, Answers and Explanations

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How do I order?

  1. Simply click on the ‘Add To Cart’ button relating to the set or sets that you wish to purchase and proceed through the order process.
  2. You will receive the download link on our web page after you have completed your order, and you will also receive an email with the link.

Valid for examinations from 1 September 2018 to 31 August 2019

Set 1
£12
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(Inc VAT)
100 Questions
Detailed Answers
PDF Download
Add To Cart
Set 2
£12
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(Inc VAT)
100 Questions
Detailed Answers
PDF Download
Add To Cart
Set 3
£12
----
(Inc VAT)
100 Questions
Detailed Answers
PDF Download
Add To Cart
Sets 1, 2 & 3
£32.40
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Regular Price £36 (Inc VAT)
300 Questions
Detailed Answers
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Valid for examinations from 1 September 2018 to 31 August 2019

  • "I have found the most important resource for any of the diploma papers have been mock questions. The more the merrier! The Brand mock papers I used ... are an excellent indication of the standard of questions from the actual exam and as such a valuable source of revision aid."
    Gavin DuffyGavin DuffyFinancial Adviser, Weston-super-mare
  • "I've used your resources for 3 exams so far and have always passed first time.  I find these questions help to highlight those areas in which I am weak and which may need further study.  I also find that questions in the exam are phrased in a way that I would not normally use, and that reading mock questions helps me to be aware of and alert to these.  Your mock papers were invaluable in helping me to prepare for my exams."
    John BisattJohn BisattAdviser, Palmer Lane, Cardiff
  • "Brand are my 'go to' company for providing exam resources. In the past 18 months I've sat (and passed) 12 CII exams and I know I wouldn't have been as successful without the mock papers, calculation workbooks and analysis I've purchased from Brand Financial Training. Thank you!"
    SaffieSaffieParaplanner, Lorica Wealth Management, Bournemouth
  • "The R01 videos, study notes, workbook and practice papers were so helpful and made revision a lot more approachable. It really helped me to pass when I failed before! I look forward to using your other materials for the other exams!"
    SarahSarahDC Pensions Associate Consultant, London
  • From completing my R01 exam in January 2018 to getting my result for my R06 exam in May 2019, Brand Financial Training have helped me work my way through Diploma in Regulated Financial Planning. I have found their Mock Exams and Calculation Workbooks particularly helpful and their R06 Case Study review was critical to me passing my R06 exam. I have recommended Brand Financial Training to my colleagues and wouldn’t hesitate to recommend them to my peers also.
    Matthew BiggsMatthew BiggsTrainee Independent Financial Planner, Liberty Partnership Ltd, Peterborough
  • "I would like to say a big thank you for the quality, depth, clarity and effectiveness of the study material packages which I used for the RO2, RO3 and RO6 exams allowing me to attain the Diploma in Regulated Financial Planning."
    Antony GummersonAntony GummersonClient Support, W Denis Financial Services, Leeds

How will these help me to pass?

Passing R01 isn’t only about having the necessary knowledge and understanding, it’s about being able to apply that knowledge in an exam setting exactly as needed and in a timely manner.
It is essential that you practise multiple exam papers to ensure that you know exactly how to apply your knowledge. Too many people fail due to a lack of exam practice, even if their knowledge is good.

Our mock exam question papers ensure you get the practice you need, as well as give you a detailed explanation of the correct answers, to enable you to achieve exam success. Couple them with other resources in our study kits and you’ll be well prepared for your exam.