Join 30000+ of your fellow professionals and use our resources to pass your CII exams
14 Day Money Back Guarantee
You are either satisfied or you get your money back!

CII R01 Exam: Financial Services, Regulation & Ethics

The CII’s R01 exam focuses on financial services; its regulation and ethics. It forms a part of the Diploma in Regulated Financial Planning.

The exam syllabus covers the financial services industry in the UK, how the retail customer is served, the framework, powers and responsibilities of the FSA, legal concepts and the FSA’s Code of Ethics.

Our learning resources

Product-Mock-Exam-Questions-BinderThis image is for illustration purposes only. Resources are PDF downloads.

Mock Exam Papers

3 full sets of 100 questions and answers including cross references to the relevant CII study text.  All questions and answers are written by Brand Financial Training and kept up-to-date to reflect changes to the exam syllabus and tax year.

Overview

Product-Study-Notes-BinderThis image is for illustration purposes only. Resources are PDF downloads.

Study Notes

Consider our study notes your condensed and more focussed take on the CII’s exam syllabus and learning outcomes.
Our study notes put the exam syllabus into a sensible order, and eliminates any ‘padding’.

Overview

Product-E-LearningThis image is for illustration purposes only. Access is by online logon.

E-Learning

Covering the R01 learning ouctomes, our modular e-learning package provides you with 24/7 online access to videos, a workbook including handouts and self-test questions for each module, and PDFs of the slides used in the videos.

Overview

Product-MP3-AudioThis image is for illustration purposes only. Resources are MP3 downloads.

MP3 Audio Masterclasses

Learn by listening with our MP3 masterclasses. They allow you to absorb and understand the material in digestible chunks. You can listen at home, in the car, at the gym or wherever you may be.

Overview
  • "As an IFA with the normal family commitments - my issue with exams is pure and simple - time. I don't have the time to spend hours reading bulky CII manuals. I don't have the time to look for 100% pass marks and I don't have the time to risk failing and having to re-sit. for me, this is where the Brand material brings enormous value: summary study notes,example calculations and practice questions all focussed on one thing that's important - getting a pass mark! ...The Brand material is the solution to any adviser in a similar postion to me. it is inexpensive, yet provides enormous value in terms of time saved and results obtained. I am more than happy to fully endorse it and say a big thank you to Catriona for her outstanding contribution to my personal achievement"
    Andrew Watts
    Andrew WattsManaging Director, South West Financial Planning Ltd, Barnstaple