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CII R01 Exam: Financial Services, Regulation & Ethics

The CII’s R01 exam focuses on financial services; its regulation and ethics. It forms a part of the Diploma in Regulated Financial Planning.

The exam syllabus covers the financial services industry in the UK, how the retail customer is served, the framework, powers and responsibilities of the FSA, legal concepts and the FSA’s Code of Ethics.

Our learning resources

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Mock Exam Papers

3 full sets of 100 questions and answers including cross references to the relevant CII study text.  All questions and answers are written by Brand Financial Training and kept up-to-date to reflect changes to the exam syllabus and tax year.

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Study Notes

Consider our study notes your condensed and more focussed take on the CII’s exam syllabus and learning outcomes.
Our study notes put the exam syllabus into a sensible order, and eliminates any ‘padding’.

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E-Learning

Covering the R01 learning ouctomes, our modular e-learning package provides you with 24/7 online access to videos, a workbook including handouts and self-test questions for each module, and PDFs of the slides used in the videos.

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MP3 Audio Masterclasses

Learn by listening with our MP3 masterclasses. They allow you to absorb and understand the material in digestible chunks. You can listen at home, in the car, at the gym or wherever you may be.

Overview
  • "I have always used Brand Financial Training for the papers and practice for the exams, and I would also say that probably due to Brand Financial I have passed every exam first time and also managed to achieve the Fellowship in good time (about 30 months from starting the diploma to finishing).  I have recommended you to all who wish to sit the exams in the future."
    Brian Hemmings
    Brian HemmingsChartered Financial Planner, GMB Portfolio Services Ltd, Edinburgh