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J12 : Securities advice and dealing

The CII’s J12 exam forms a part of the Diploma in Financial Planning as well as the Certificate in Securities Advice and Dealing. It is a 2-hour multiple choice question paper consisting of 75 questions (60 standard format multiple choice questions, and 3 case studies with 5 standard format multiple choice questions in each), with a nominal pass mark of 65%.

The exam syllabus includes the features and risks of securities, the structure and features of the securities market and the relevant factors and considerations for investment recommendations.

Our learning resources

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Mock Exam Papers

3 full sets of 75 Q&A including 3 case studies, with cross references to the relevant CII study text.  All questions and answers are written by Brand Financial Training and kept up-to-date to reflect changes to the exam syllabus and tax year.

Overview

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Calculation Workbook

Focussing on the calculations within the exam syllabus, the calculation workbook provides calculation questions with full step-by-step answers, detailed explanations and cross-references to the relevant CII study text.

Overview
  • “The hard work needed to get through exams is paying off. Many more advisers have been inspired to learn and work hard. My old boss told me once – we don’t sell widgets – we sell knowledge, trust and confidence. Knowledge is a key component - the trust equation is a whole different subject, but many more advisers have been on a learning journey that is sure to continue - and the stats prove it. Well done to everyone at Brand for supporting them on that journey."
    John Reynolds
    John ReynoldsExpert Pensions, Edinburgh