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J07 : Supervision in a regulated environment

The CII’s J07 exam forms part of the Diploma in Financial Planning. It is a
2-hour short answer question paper consisting of 15 questions, with a nominal pass mark of 55%.

The exam syllabus covers the role and characteristics of a supervisor; leadership and behavioural models; communication; training and competence; the processes of coaching, counselling and assessing; compliance; setting and measuring objectives; management information and quality standards; and laws relating to employment, performance management and termination of employment.

Our learning resources

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Mock Exam Papers

3 full sets of 15 questions and answers including cross references to the relevant CII study text.  All questions and answers are written by Brand Financial Training and kept up-to-date to reflect changes to the exam syllabus and tax year.

Overview
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    Leanne Tracey
    Leanne TraceySenior Customer Consultant, Standard Life Direct