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J07 : Supervision in a regulated environment

The CII’s J07 exam forms part of the Diploma in Financial Planning. It is a
2-hour short answer question paper consisting of 15 questions, with a nominal pass mark of 55%.

The exam syllabus covers the role and characteristics of a supervisor; leadership and behavioural models; communication; training and competence; the processes of coaching, counselling and assessing; compliance; setting and measuring objectives; management information and quality standards; and laws relating to employment, performance management and termination of employment.

Our learning resources

Product-Mock-Exam-Questions-BinderThis image is for illustration purposes only. Resources are PDF downloads.

Mock Exam Papers

3 full sets of 15 questions and answers including cross references to the relevant CII study text.  All questions and answers are written by Brand Financial Training and kept up-to-date to reflect changes to the exam syllabus and tax year.

Overview
  • "I have always used Brand Financial Training for the papers and practice for the exams, and I would also say that probably due to Brand Financial I have passed every exam first time and also managed to achieve the Fellowship in good time (about 30 months from starting the diploma to finishing).  I have recommended you to all who wish to sit the exams in the future."
    Brian Hemmings
    Brian HemmingsChartered Financial Planner, GMB Portfolio Services Ltd, Edinburgh