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CII Certificate in Investment Operations
What is the purpose of this Certificate?
This is an introductory qualification for operational staff working with investments as well as for those who oversee investment functions. It covers legislation and regulation; process of investment planning; investment product types; the administration of collective investment schemes (FA4), individual savings accounts (FA5) and investment client servicing (FA6).
What do I need to do to achieve this Certificate?
Two units are required to achieve the CII Certificate in Investment :
R01 Financial services, regulation and ethics, or
CF1 UK financial services, regulation and ethics
FA4 Collective investment scheme administration, or
FA5 Individual savings account administration, or
FA6 Investment client servicing