Regulation
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March 26, 2024
Getting to Know the ‘Know Your Customer’ Rules
Here, we take a look at the ‘know your customer’ rules, focusing, in particular, on investment objectives - useful...
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July 3, 2013
UCIS – CII R02 and AF4 exams
Here, we look at UCIS – of interest to those studying for the CII R02 and AF4 exams. The...
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June 12, 2012
Financial qualifications are just a mess for consumers
Consumer protection through effective regulation is rightly the mantra of financial services – but does the consumer really understand...
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March 6, 2012
Pre-RDR trail commission
Content on this page has been removed as it is no longer relevant. Refer to the FCA website for...
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June 20, 2011
Financial Services Reform Mapped out with New Bill
The government has published a new financial services regulation roadmap laying out how consumer protection will be bolstered with...